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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities Inc | San Diego | CA | 04/2003 | 11/2019 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 11/2019 |
| Robertson Wealth Management, Llc. | Houston | TX | 01/2017 | 12/2024 |
| Securities America, Inc. | Houston | TX | 12/2019 | 06/2024 |
| Osaic Wealth, Inc. | Houston | TX | 06/2024 | Present |
1. HOUSTON RETIREMENT INCOME PLANNERS - DBA 2. THE RICE ALLIANCE POSITION: just a corporate member with no obligations other than the $500 annual member fee. NATURE: The Rice Alliance- Connects entrepreneurs with education in starting a business and getting funding through venture capital and other means. I am a corporate member and attend functions for networking fo my financial services business exclusively under my broker-dealer. INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 30 START DATE: 06/01/2008 ADDRESS: 6100 Main, Houston TX 77005, United States DESCRIPTION: The activity is only investment related in my attempt tp network with other members, vc firms, and guest speakers, and others attending their events. I am only a corporate member and have no required duties as that status. My membership is under my branded name Houston Retirement Income Planners. 3. ROAD RUNNERS CLUB OF AMERICA POSITION: have the certification running coach only NATURE: Running Club INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2010 ADDRESS: 1501 Lee Hwy, Ste 140, Arlington VA 22209, United States DESCRIPTION: I am a Certified Running Coach by this organization
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-01-20 |
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