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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-09-27
NE RA APPROVED 2024-09-18
TX RA APPROVED_RES 2024-09-18
  • AZ RA
    APPROVED
    Since 2024-09-27
  • NE RA
    APPROVED
    Since 2024-09-18
  • TX RA
    APPROVED_RES
    Since 2024-09-18

Branch Locations

16430 N. Scottsdale Road Suite 200, Scottsdale, AZ 85254 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Advisors, Llc Scottsdale AZ 08/2013 12/2017
Ldintelligence, Llc Scottsdale AZ 12/2017 09/2024
Intelligence Driven Advisers, Llc Scottsdale AZ 02/2019 09/2024
Newedge Advisors, Llc. New Orleans LA 09/2024 Present
  • 08/2013 → 12/2017
    Hightower Advisors, Llc
    Scottsdale, AZ
  • 12/2017 → 09/2024
    Ldintelligence, Llc
    Scottsdale, AZ
  • 02/2019 → 09/2024
    Scottsdale, AZ
  • 09/2024 → Present
    Newedge Advisors, Llc.
    New Orleans, LA
Previous Registrations
Other Businesses

NewEdge Advisors, LLC - DBA LDI Advisers; Investment related; Scottsdale, AZ; Start date 9/2024; 160 total hours; 160 trading hours; Investment Advisor Representative

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-25
S63 Uniform Securities Agent State Law Examination 2014-02-10
  • S65 Uniform Investment Adviser Law Examination
    2018-01-25
  • S63 Uniform Securities Agent State Law Examination
    2014-02-10
Other Names
  • Frank Gesuale

View on SEC IAPD

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