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Mark Samuel Blumberg

Blumberg B+V Advisors, LLC

Rye, NY

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Current Employers
Blumberg B+V Advisors, Llc

Rye, NY • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-03-25
NY RA APPROVED 2021-10-07
  • MI RA
    APPROVED
    Since 2026-03-25
  • NY RA
    APPROVED
    Since 2021-10-07

Branch Locations

Rye, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blumberg B+V Advisors, Llc Rye NY 03/2012 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-12
S63 Uniform Securities Agent State Law Examination 1986-12-18
  • S65 Uniform Investment Adviser Law Examination
    2012-03-12
  • S63 Uniform Securities Agent State Law Examination
    1986-12-18

View on SEC IAPD

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