Philip Thomas Maurer

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-10-15
PA	RA	APPROVED	2014-04-01

FL RA
APPROVED

Since 2021-10-15
PA RA
APPROVED

Since 2014-04-01

Branch Locations

5 Caufield Place Suite 201, Newtown, PA 18940 • United States

Cape Coral, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates	Newtown	PA	11/2012	Present
Raymond James & Associates, Inc	Cape Coral	FL	06/2021	Present

11/2012 → Present

Raymond James & Associates

Newtown, PA
06/2021 → Present

Raymond James & Associates, Inc

Cape Coral, FL

Previous Registrations

2011-02-09 → 2012-12-03

Morgan Stanley

Newtown, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-07-11
S63	Uniform Securities Agent State Law Examination	2000-06-22

S65 Uniform Investment Adviser Law Examination

2000-07-11
S63 Uniform Securities Agent State Law Examination

2000-06-22

Other Names

Philip T Maurer

View on SEC IAPD