Manuel Alberto Figueroa

Current Employers

Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-03-19

FL RA
APPROVED

Since 2020-03-19

Branch Locations

Cutler Bay, FL • United States

1398 Sw 160Th Av Ste 503, Weston, FL 33326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services Inc	Coral Gables	FL	05/2008	02/2020
Massmutual	Coral Gables	FL	04/2008	02/2020
Brokers International Financial Services	Cutler Bay	FL	02/2020	Present

05/2008 → 02/2020

Mml Investors Services Inc

Coral Gables, FL
04/2008 → 02/2020

Massmutual

Coral Gables, FL
02/2020 → Present

Brokers International Financial Services

Cutler Bay, FL

Previous Registrations

2009-06-12 → 2019-03-08

Mml Investors Services, Llc

Miami, FL

Coral Gables, FL

Cutler Bay, FL

Coral Gables, FL

Coral Gables, FL
2000-04-13 → 2008-05-15

Msi Financial Services, Inc.

Coral Gables, FL

Miami, FL

Other Businesses

1.Manny Figeroa, LUTCF; 8084 SW 186th St, Cutler Bay, FL 33157; not securities related; Insurance Agent; Sales of insurance products, life, disability, fixed annuities, LTC insurance, interindividual and group health insurance; started 8/1/1984; 50 hours per month, 0 during trading; sales and marketing of insurance products and services. 2.Choice one Real Estate; 18400 SW 9th Ave, Cutler Bay, FL 33157; not securities related; Realtor Sales Associate; Real estate listing and sales; started 9/15/2014; 15 hours per month, 0 during trading; Sales and marketing of real estate. 3.Police officer Assistance Trust; 1030 NW 111th Ave, Miami, FL 33176; not securities related; Board Member; Providing assistance to police officers and their family in times of financial hardship; started 11/1/1993; 5 hours per month, 0 during trading; Attending monthly meetings and voting assistance requests from police or family members. 4.City of Homestead Police Department; 45 NW 1st Ave, Homestead, FL 33030; not securities related; Police Officer; Law enforcement; Started 9/10/2004; 160 hours per month, 0 during trading hours; Enforcement of State and Municipal laws and statutes. 5.Coconut Grove Arts Festival; 3390 Mary St STE 128, Coconut Grove, FL 33133; not securities related; Board Member; Annual Festival promoting the Arts; started 8/1/2009; 4 hours per month, 0 during trading; Attending board meeting to discuss artist and public interest of festival.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-08-28

S65 Uniform Investment Adviser Law Examination

1997-08-28

Other Names

Manny Figueroa

View on SEC IAPD