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Jeffrey Philip Elman

Stifel, Nicolaus & Company, Incorporated

Carlsbad, CA

Pepper Pike, OH

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-11-19
TX RA APPROVED_RES 2020-03-31
OH RA APPROVED 2019-12-11
  • CA RA
    APPROVED
    Since 2020-11-19
  • TX RA
    APPROVED_RES
    Since 2020-03-31
  • OH RA
    APPROVED
    Since 2019-12-11

Branch Locations

5780 Fleet Street, Suite 250, Carlsbad, CA 92008 • United States

30050 Chagrin Blvd Suite 300, Pepper Pike, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Pepper Pike OH 02/2011 11/2019
Stifel Nicolaus & Co Inc Pepper Pike OH 11/2019 Present
  • 02/2011 → 11/2019
    Bank Of America, N.A.
    Pepper Pike, OH
  • 11/2019 → Present
    Stifel Nicolaus & Co Inc
    Pepper Pike, OH
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-11-25
  • S63 Uniform Securities Agent State Law Examination
    1987-11-25

View on SEC IAPD

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