Terri Grassmuck Dicius

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-03-28
CA	RA	APPROVED	2002-11-22

TX RA
APPROVED_RES

Since 2013-03-28
CA RA
APPROVED

Since 2002-11-22

Branch Locations

Indian Wells, CA • United States

Rockford, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Indian Wells	CA	11/2002	Present
Trisummit Investment Advisors	Indian Wells	CA	11/2002	Present

11/2002 → Present

Lpl Financial Llc

Indian Wells, CA
11/2002 → Present

Trisummit Investment Advisors

Indian Wells, CA

Previous Registrations

2015-01-23 → 2022-01-12

Trisummit Investment Advisors

Indian Wells, CA
2003-06-04 → 2014-12-31

Trisummit Investment Advisors

Newport Beach, CA
2002-05-28 → 2002-12-03

Rbc Capital Markets, Llc

Newport Beach, CA

Other Businesses

1. 11/21/2002 - FOUNDATION SERVICES GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 7/6/2006 - TRISUMMIT ENTERPRISES - Other - Time Spent 25% - LIFESTYLE CONSULTING COMPANY PRODUCING ARTICLES, SEMINARS, BOOKS, PRODUCTS, MEMBERSHIPS, EDUCATIONAL MATERIAL, WEBSITES. 3. 2/21/2008 - TriSummit Investment Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 5%. 4. 7/25/2011 - TriSummit Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Broker & Co-Owner - Time Spent 5% - BROKER AND CO-OWNER. DUTIES INCLUDE INDEPENDANT BROKER AND BACK-UP TO CO-OWNER RAY DICIUS. 5. 8/5/2011 - TRISUMMIT INVESTMENT ADVISORS - DBA: (FP) TriSummit Investment Advisors, Inc. - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR DBA - 5% TIME SPENT - THE NEW DBA TRISUMMIT INVESTMENT ADVISORS WILL REPLACE PREVIOUSLY LPL APPROVED DBA TRISUMMIT FINANCIAL DUE TO NEW DBA ON APRIL 1, 2008. 6. 2/15/2018 - TriSummit Investment Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/06/2002 - 100 Hours Per Month/6 Hours During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-12-14
S63	Uniform Securities Agent State Law Examination	1986-11-26

S65 Uniform Investment Adviser Law Examination

1994-12-14
S63 Uniform Securities Agent State Law Examination

1986-11-26

Other Names

Terri Grassmuck Millson
Terri Ellen Grassmuck
Terri Millson Dicius
Terri Ellen Grassmuck

View on SEC IAPD