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James Anton Moore

Wjl Financial Advisors

Greenwich, CT

Greenwich, CT

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Current Employers
Wjl Financial Advisors

Morris Plains, NJ • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-05-15
NY RA APPROVED 2023-04-26
NJ RA APPROVED 2018-10-03
CT RA APPROVED 2017-10-25
  • MD RA
    APPROVED
    Since 2023-05-15
  • NY RA
    APPROVED
    Since 2023-04-26
  • NJ RA
    APPROVED
    Since 2018-10-03
  • CT RA
    APPROVED
    Since 2017-10-25

Branch Locations

Greenwich, CT • United States

Greenwich, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wjl Financial Advisors Llc Morris Plains NJ 09/2017 Present
Unemployed Sandy Hook CT 10/2016 09/2017
Vitec Shelton CT 12/2011 10/2016
  • 09/2017 → Present
    Wjl Financial Advisors Llc
    Morris Plains, NJ
  • 10/2016 → 09/2017
    Unemployed
    Sandy Hook, CT
  • 12/2011 → 10/2016
    Vitec
    Shelton, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-07
  • S65 Uniform Investment Adviser Law Examination
    2017-09-07
Designations

View on SEC IAPD

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