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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
619 Woodworth Ave, Suite 201, Clovis, CA 93612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pacific Mutual | Fresno | CA | 06/1984 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 08/16/2011, 38HRS/WK (32.5 TRADING HOURS), INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: PIGOTT FINANCIAL & INSURANCE SERVICES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: GROUP INSURANCE & FINANCIAL SERVICES ; START DATE: 02/2019 ; POSITION/TITLE/RELATIONSHIP: CO-OWNER ; APX NUMBER OF HOURS PER WEEK: 10 ; APX NUMBER OF HOURS DURING TRADING HOURS: 10 ; BRIEF DESCRIPTION OF DUTIES: MANAGE GROUP BUSINESS. INSURANCE SERVICES, CLAIMS & RENEWALS. TAX PREP FOR FACILITIES AND PERSONNEL ; 3. NAME OF OTHER BUSINESS: PIGOTT FINANCIAL CORP ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: MANAGE BUSINESS ; START DATE: 02/2019 ; POSITION/TITLE/RELATIONSHIP: CO-OWNER ; APX NUMBER OF HOURS PER WEEK: 20 ; APX NUMBER OF HOURS DURING TRADING HOURS: 20 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR OPERATING EXPENSES ;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-12-18 |
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