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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2010-10-12 |
| TX | RA | APPROVED_RES | 1996-01-08 |
| CT | RA | APPROVED | 1993-07-13 |
Branch Locations
Milford, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Naples | FL | 06/1993 | Present |
1. 4/21/2010: PROA WEALTH MANAGEMENT, LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 02/21/2024: No Business Name - Non-Inv Related - Outside/W-2 Employment - Tutor/Teacher - Started: 10/9/2023 - 5 Hrs/Mp; 0 Hrs During Trading. 3. 05/20/2025 - PETER CINA - Inv. Related - Real Estate Rental - At reported business location (s) - Start Date:11/01/2025 - 1 Hrs/Mp; 0 Hrs During Trading. 4. 06/15/2026 - Peter Cina - Other - Consultant - Not Investment Related - Naples, FL - Start Date 03/27/2026 - 1 hour per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-10-07 |
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