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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2010-10-12
TX RA APPROVED_RES 1996-01-08
CT RA APPROVED 1993-07-13
  • FL RA
    APPROVED
    Since 2010-10-12
  • TX RA
    APPROVED_RES
    Since 1996-01-08
  • CT RA
    APPROVED
    Since 1993-07-13

Branch Locations

Naples, FL • United States

Milford, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Naples FL 06/1993 Present
Other Businesses

1. 4/21/2010: PROA WEALTH MANAGEMENT, LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 02/21/2024: No Business Name - Non-Inv Related - Outside/W-2 Employment - Tutor/Teacher - Started: 10/9/2023 - 5 Hrs/Mp; 0 Hrs During Trading. 3. 05/20/2025 - PETER CINA - Inv. Related - Real Estate Rental - At reported business location (s) - Start Date:11/01/2025 - 1 Hrs/Mp; 0 Hrs During Trading. 4. 06/15/2026 - Peter Cina - Other - Consultant - Not Investment Related - Naples, FL - Start Date 03/27/2026 - 1 hour per month/ during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-10-07
  • S63 Uniform Securities Agent State Law Examination
    1986-10-07

View on SEC IAPD

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