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James Alan Moore

Edward Jones

Northfield Center, OH

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2007-01-25
  • OH RA
    APPROVED
    Since 2007-01-25

Branch Locations

189 West Aurora Road Suite #2, Northfield Center, OH 44067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Inc. Woodmere Village OH 02/1993 Present
  • 02/1993 → Present
    Fidelity Brokerage Services, Inc.
    Woodmere Village, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-03-03
  • S63 Uniform Securities Agent State Law Examination
    1993-03-03
Other Names
  • James Alan Moore
  • Jim Moore

View on SEC IAPD

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Other Offices

GALVIN, GAUSTAD & STEIN, LLC · Sagamore Hills, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Northfield, OH
GATEWAY FINANCIAL · NORTHFIELD, OH
AMERIPRISE FINANCIAL SERVICES, LLC · Northfield, OH
KEY INVESTMENT SERVICES LLC · MACEDONIA, OH
CITIZENS SECURITIES, INC. · NORTHFIELD, OH
FIFTH THIRD SECURITIES, INC. · MACEDONIA, OH
CETERA INVESTMENT ADVISERS LLC · BRECKSVILLE, OH

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