Richard S Dibono

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2022-10-26
PA	RA	APPROVED	2022-10-24
TX	RA	APPROVED	2022-10-21

NJ RA
APPROVED

Since 2022-10-26
PA RA
APPROVED

Since 2022-10-24
TX RA
APPROVED

Since 2022-10-21

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

1400 American Blvd, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Capital One Investing	Wilmington	DE	10/2016	06/2019
Unemployed	Broomall	PA	06/2015	10/2016
Holstein&Penn Llc	Swarthmore	PA	06/2015	06/2022
Merrill Lynch	Pennington	NJ	07/2022	Present
Swiss Farms Llc	Swarthmore	PA	08/2015	07/2022
Bank Of America, N.A.	Pennington	NJ	09/2022	Present

10/2016 → 06/2019

Capital One Investing

Wilmington, DE
06/2015 → 10/2016

Unemployed

Broomall, PA
06/2015 → 06/2022

Holstein&Penn Llc

Swarthmore, PA
07/2022 → Present

Merrill Lynch

Pennington, NJ
08/2015 → 07/2022

Swiss Farms Llc

Swarthmore, PA
09/2022 → Present

Bank Of America, N.A.

Pennington, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-10-20
S63	Uniform Securities Agent State Law Examination	1999-07-12

S66 Uniform Combined State Law Examination

2022-10-20
S63 Uniform Securities Agent State Law Examination

1999-07-12

Other Names

Rick Dibono
Richard Stephen Dibono

View on SEC IAPD

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