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Current Employers
Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2015-06-24
  • MN RA
    APPROVED
    Since 2015-06-24

Branch Locations

Ostego, MN • United States

3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ausdal Financial Partners, Inc Davenport IA 04/2011 Present
Previous Registrations
  • 2007-03-15 → 2011-05-03
    Workman Securities Corporation
    Eden Prairie, MN
    Eden Prairie, MN
    Eden Prairie, MN
    Eden Prairie, MN
    Maple Plain, MN
Other Businesses

1.KURT R BALDRY; OSTEGO, MN; INVESTMENT RELATED;SALE OF INSURANCE PRODUCTS; AGENT; INSURANCE SALES SINCE 12/76; I DEVOTE APPX 5 HOURS PER TO THIS ACTIVITY PER MONTH MOST OF THAT TIME DURING TRADING HOURS. SALE OF VARIOUS INSURANCE PRODUCTS TO CLIENTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-11-09
S63 Uniform Securities Agent State Law Examination 1987-04-27
  • S65 Uniform Investment Adviser Law Examination
    2009-11-09
  • S63 Uniform Securities Agent State Law Examination
    1987-04-27

View on SEC IAPD

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