Frank Anthony Labarbera

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2006-07-07
FL	RA	APPROVED	2006-03-08

TX RA
APPROVED_RES

Since 2006-07-07
FL RA
APPROVED

Since 2006-03-08

Branch Locations

1 Town Center Rd, Boca Raton, FL 33486 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boca Raton	FL	03/2006	Present
Bank Of America, N.A.	Boca Raton	FL	04/2011	Present

03/2006 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boca Raton, FL
04/2011 → Present

Bank Of America, N.A.

Boca Raton, FL

Previous Registrations

2003-03-28 → 2006-03-08

Advest, Inc.

Boca Raton, FL

Other Businesses

1.FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: IL CIRCOLO 3.INVESTMENT RELATED: N 4.ADDRESS OF BUSINESS: 9777 NICKELS BLVD # 701, BOYNTON BEACH, FLORIDA 33436 5.NATURE OF BUSINESS: CHARITABLE ORGANIZATION, 7.POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, 8.START DATE OF RELATIONSHIP: 10/1/2013 9.NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY 10.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 11.DUTIES: ASSIST IN PLANNING EVENTS ,FUND RAISERS FOR SCHOLARSHIPS TO UNDER PRIVLIEDGED CHILDREN OF ITALIAN DISSENT.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-07-24
S63	Uniform Securities Agent State Law Examination	1989-03-20

S65 Uniform Investment Adviser Law Examination

1992-07-24
S63 Uniform Securities Agent State Law Examination

1989-03-20

Other Names

Frank A Labarbera
Frank Labarera

View on SEC IAPD