Jerome Emmett Pinckney

Current Employers

Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2019-07-15

NC RA
APPROVED

Since 2019-07-15

Branch Locations

Wilmington, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Triad Advisors, Inc	Norcross	GA	11/2009	06/2019
Providence Investment Advisors, Llc	Wilmington	NC	12/2007	Present
Calton & Associates, Inc	Wilmington	NC	07/2019	Present

11/2009 → 06/2019

Triad Advisors, Inc

Norcross, GA
12/2007 → Present

Providence Investment Advisors, Llc

Wilmington, NC
07/2019 → Present

Calton & Associates, Inc

Wilmington, NC

Previous Registrations

2010-07-02 → 2019-06-30

Providence Investment Advisors, Llc

Wilmington, NC
2009-11-18 → 2010-06-16

Triad Advisors Llc

Atlanta, GA

Wilmington, NC
2009-01-02 → 2009-10-13

Raymond James Financial Services Advisors, Inc

Wilmington, NC
2008-11-24 → 2009-01-02

Raymond James Financial Services, Inc.

Wilmington, NC
2002-06-21 → 2008-11-17

Wells Fargo Clearing Services, Llc

Wilmington, NC

Wilmington, NC

Wilmington, NC
2002-01-28 → 2002-06-21

Wachovia Securities, Inc.

Wilmington, NC

Other Businesses

No. 1) Name of Business: Providence Investment Advisors, LLC. Investment related. Address: 3821 Gillette Dr., Wilmington, NC 28403. Nature of Business: DBA for Investments. Position/Title/Relationship: Partner. Start Date: 07/15/2019. Hours per month: 160. Hours per month during Securities trading hours: 8. Duties/Responsibilities: Manager. No. 2) Name of Business: Scott Hill Wesleyan Chapel Men's Club. Non-Investment related. Address: 10255 Hwy 17 North, Wilmington, NC 28411. Nature of Business: Men's Club. Position/Title/Relationship: Member. Start Date: 01/01/2016. Hours per month: 6. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Cook a meal. No. 3) Name of Business: Physicians Mutual Insurance Company. Non-Investment related. Address: 11111 Carmel Commons Blvd., Suite 240, Charlotte, NC 25226. Nature of Business: Medicare Supplement Insurance. Position/Title/Relationship: Independent Sales Agent. Start Date: 10/01/2020. Hours per month: 10. Hours per month during Securities trading hours: 1. Duties/Responsibilities: Sell Medicare Supplement Insurance. 4)Trustee;not investment related;trust settlement;successor trustee;9/2017;40 hrs/year;successor trustee

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-03-10
S63	Uniform Securities Agent State Law Examination	1986-12-09

S65 Uniform Investment Adviser Law Examination

1995-03-10
S63 Uniform Securities Agent State Law Examination

1986-12-09

View on SEC IAPD