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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-12-17 |
| OH | RA | APPROVED | 2020-11-27 |
Branch Locations
2 Equity Way Suite 200, Westlake, OH 44145 • United States
Westlake, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Cleveland | OH | 08/2006 | 11/2020 |
| Rbc Capital Markets, Llc | Cleveland | OH | 11/2020 | Present |
| City National Bank | Cleveland | OH | 12/2020 | Present |
(1) Baldwin Wallace University / United States / 275 Eastland Rd, Berea, Ohio 44117 / Educational Establishment / I will speak to Physician's Assistant Students at BWU about finance / Guest Speaker for one class of PA students / Make a presentation on Finance and answer any questions / Compensation Received?: YES / Start Date 11/27/2019 (2) NAME OF ENTITY: Alzheimer's Association- Cleveland Chapter ADDRESS: 23215 Commerce Park Suite 300 Beachwood, Ohio 44122 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Raise Funds for research for Alzheimer's Disease CAPACITY: Board of Directors START DATE: 6/22/2021 DUTIES: Co-Chair of A Celebration of Hope Annual Event HOURS DEVOTED PER MONTH: 8 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 8
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-10-16 |
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