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1777 Botelho Dr. Suite 105, Walnut Creek, CA 94596 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-11-14 |
Branch Locations
1777 Botelho Dr. Suite 105, Walnut Creek, CA 94596 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 01/2017 |
| First Allied Securities | San Diego | CA | 11/2016 | 02/2018 |
| Castle Rock Wealth Management, Llc | Walnut Creek | CA | 11/2016 | Present |
| Private Client Services | Louisville | KY | 02/2018 | Present |
Fixed insurance sales through various carriers. 20 hrs/month, all during trading hrs. 2.) CASTLE ROCK WEALTH MANAGEMENT; INDEPENDENT CONTRACTOR; REGISTERED INVESTMENT ADVISOR; 1777 Botelho Drive Suite 103, Walnut Creek, CA 94596. 200 hrs/month, all during trading hrs. 3.) YOUR CAPITAL INC. 14 PEN PLAZA, 04/2018. 9TH FLOOR, NEW YORK, NY 10122. FINTECH START-UP. MENTOR. 20 MINS/MO; 0 DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-06-23 |
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