Sheila Sue Dixon

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2023-08-25
NJ	RA	APPROVED	2008-04-09

PA RA
APPROVED

Since 2023-08-25
NJ RA
APPROVED

Since 2008-04-09

Branch Locations

501 Fellowship Road, Mt. Laurel, NJ 08054 • United States

Willow Grove, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Mt Laurel	NJ	03/2008	Present

03/2008 → Present

Ubs Financial Services Inc

Mt Laurel, NJ

Previous Registrations

2003-07-01 → 2006-08-01

Wells Fargo Clearing Services, Llc

Newport Beach, CA

Newport Beach, CA
1997-07-08 → 2003-07-01

Prudential Equity Group, Llc

Newport Beach, CA

Other Businesses

NOTARY PUBLIC- NEW JERSEY-PROVIDE NOTARIZATIONS-2 HRS. PER MONTH-NOTARY.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-05-17
S63	Uniform Securities Agent State Law Examination	1996-05-10

S65 Uniform Investment Adviser Law Examination

1996-05-17
S63 Uniform Securities Agent State Law Examination

1996-05-10

Other Names

Sheila Sue Dixon
Sheila Sue Dixon
Sheila S Dixon
Sheila Sue Dixonbassett
Sheila Sue Simpson

View on SEC IAPD