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Mark Todd Guy

Charles Schwab & Co., Inc.

Orlando, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-29
TX RA APPROVED_RES 2022-01-13
CO RA APPROVED 2020-05-04
  • FL RA
    APPROVED
    Since 2025-07-29
  • TX RA
    APPROVED_RES
    Since 2022-01-13
  • CO RA
    APPROVED
    Since 2020-05-04

Branch Locations

1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Denver CO 03/2006 03/2020
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 03/2006 03/2020
Charles Schwab & Co., Inc. Lone Tree CO 03/2020 Present
Enterprise Car Rental Denver CO 12/2014 02/2020
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-31
S65 Uniform Investment Adviser Law Examination 2003-11-24
S63 Uniform Securities Agent State Law Examination 1999-07-07
  • S66 Uniform Combined State Law Examination
    2012-10-31
  • S65 Uniform Investment Adviser Law Examination
    2003-11-24
  • S63 Uniform Securities Agent State Law Examination
    1999-07-07

View on SEC IAPD

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