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4120 E. Beltline Ave. Suite 100, Grand Rapids, MI 49525 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-09-25 |
| MI | RA | APPROVED | 2015-03-19 |
Branch Locations
4120 E. Beltline Ave. Suite 100, Grand Rapids, MI 49525 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Tampa | FL | 02/2009 | 02/2018 |
| Blue Water Asset Management | Grand Rapids | MI | 02/2015 | Present |
| Redfield Financial Group | Grand Rapids | MI | 08/1986 | Present |
| Lpl Financial Llc | Grand Rapids | MI | 02/2018 | 01/2022 |
| Silver Oak Securities, Inc. | Grand Rapids | MI | 01/2022 | Present |
1) Redfield Properties LLC,Is Not Investment Related,,RE Rental,owner,2014-01-01,4 hours per month,4 hours per month during trading hours,Other Compensation,rentaincome 2) 02/14/2018 - REDFIELD FINANCIAL GROUP LLC - Investment Related - At Reported Business Location(s) - DBA for securities business and insurance sales-Start Date 1/1/91. 3) Grass Lake East Properties LLC,Is Not Investment Related,,timber land,owner,2006-01-01,4 hours per month,0 hours per month during tradinghours,Other Compensation,Buying and selling timber and carbon 4) Blue Water Asset Management LLC,Is Investment Related,,RIA,owner,2015-01-06,120 hours permonth,120 hours per month during trading hours,Fee Based Compensation,Rep 5) Blue Water Group Agency LLC, Is Not Investment Related,group insurance,owner,20101-01,30 hours per month,0 hours per month during trading hours,Commission Compensation,agent 6) 12/3/2019 - Waltman Lodge Lake LLC - Investment Related - 4050N West County Line Rd, Pierson MI 49339 - Real Estate Rental - Owner - Started 11/01/2019 - 8 Hours Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-27 |
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