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Key Largo, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-07-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Key Largo | FL | 09/2005 | 06/2022 |
| Owm Llc | Key Largo | FL | 01/2022 | Present |
| Purshe Kaplan Sterling Investments | Key Largo | FL | 07/2022 | 02/2025 |
1) PKS Financial / investment related - Yes /80 State Street, Albany NY 12207 / Fixed / Traditional Insurance / Agent / 07/2022 / 5 / 8 / Sales of Fixed / Traditional insurance products 2) Fixed Insurance / investment related - Yes / 70 Bahama Ave Key Largo, FL 33037 / Fixed / Traditional Insurance / Agent / 06/2022 / 5 / 5 / Sales of Fixed / Traditional insurance products 3) Author / Investment related - No / 70 Bahama Ave, Key Largo Fl. 33037 / I write stories, essays, letters to the editor, novels, and poems / Author / 6/12/1956 / after trading hours/ 10 / Writing, editing, submitting for publication / It varies piece to piece. For most there in only bi-line promotional value. For example, "Dave Wilson is a writer and financial advisor living in the Florida Keys." For others, there may be significant advance monies.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-08-14 |
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