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Current Employers
Advisory Services Network

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-02
TX RA APPROVED_RES 2025-01-02
  • FL RA
    APPROVED
    Since 2025-01-02
  • TX RA
    APPROVED_RES
    Since 2025-01-02

Branch Locations

2606 Ne 10Th Terrace # 3, Wilton Manors, FL 33334 • United States

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Moors & Cabot Boca Raton FL 08/2015 12/2016
Lincoln Financial Advisors Wilton Manors FL 12/2016 12/2024
Advisory Services Network, Llc Atlanta GA 12/2024 Present
  • 08/2015 → 12/2016
    Moors & Cabot
    Boca Raton, FL
  • 12/2016 → 12/2024
    Lincoln Financial Advisors
    Wilton Manors, FL
  • 12/2024 → Present
    Advisory Services Network, Llc
    Atlanta, GA
Previous Registrations
Other Businesses

Name and Address: Richard Karp 2606 NE 10th Terrace, # 3 Wilton Manors, Florida 33334 Category: Insurance Investment Related: Yes Title: Agent Duties: Offering indexed annuities, fixed annuities & traditional life insurance Start Date: 12/2016 Hours Per Month: 5 Hours Per Month During Trading Hours: 5 Name and Address: Karp Health & Wealth, 2606 NE 10th Terrace # 3, Wilton Manors, FL Category: LLC Investment Related: No Title: President Duties: LLC is utilized to manage business expenses Start Date: 01/06/2017 Hours Per Month: 2 Hours Per Month During Trading Hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-17
S65 Uniform Investment Adviser Law Examination 1996-04-08
S63 Uniform Securities Agent State Law Examination 1988-11-04
  • S66 Uniform Combined State Law Examination
    2010-03-17
  • S65 Uniform Investment Adviser Law Examination
    1996-04-08
  • S63 Uniform Securities Agent State Law Examination
    1988-11-04
Other Names
  • Richard Scott Karp
  • Richard S Karp

View on SEC IAPD

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