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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2021-08-23 |
| CA | RA | APPROVED | 2007-02-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Ocean Shores | WA | 02/2006 | Present |
1. 2/26/2013: DBA ONLY - CLEAR INVESTMENT STRATEGIES - SIMI VALLEY, CA.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-07 |
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