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Cynthia Lynn Robinson-Schmidt

LPl Financial LLC

Ocean Shores, WA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-08-23
CA RA APPROVED 2007-02-27
  • WA RA
    APPROVED
    Since 2021-08-23
  • CA RA
    APPROVED
    Since 2007-02-27

Branch Locations

Ocean Shores, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Ocean Shores WA 02/2006 Present
Previous Registrations
  • 2002-05-06 → 2007-02-05
    Wells Fargo Investments, Llc
    Simi Valley, CA
    Simi Valley, CA
    Simi Valley, CA
    Moorpark, CA
Other Businesses

1. 2/26/2013: DBA ONLY - CLEAR INVESTMENT STRATEGIES - SIMI VALLEY, CA.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-03
S63 Uniform Securities Agent State Law Examination 1992-08-07
  • S65 Uniform Investment Adviser Law Examination
    2002-05-03
  • S63 Uniform Securities Agent State Law Examination
    1992-08-07
Other Names
  • Cynthia Lynn Robinson
  • Cynthia Robinson Schmidt
  • Cynthia Lynn Robinsonschmidt

View on SEC IAPD

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