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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-09
  • CA RA
    APPROVED
    Since 2026-01-09

Branch Locations

Thousand Oaks, CA • United States

3027 Townsgate Rd Ste 200, Westlake Village, CA 91361-5863 • United States

Thousand Oaks, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Westlake Village CA 06/2014 11/2016
Wells Fargo Clearing Services, Llc Westlake Village CA 11/2016 07/2022
Lpl Financial, Llc Chatsworth CA 07/2022 01/2026
Ameriprise Financial Services, Llc Westlake Village CA 01/2026 Present
Previous Registrations
Other Businesses

Real Estate License; Yes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-07-12
  • S66 Uniform Combined State Law Examination
    1999-07-12
Designations
Other Names
  • Patricia Ann Adrian
  • Patricia Ann Fishman
  • Patricia A Adrian-Fishman
  • Patricia Adrian
  • Patricia A Adrian

View on SEC IAPD

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