Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2008-10-21 |
Branch Locations
5927 Balfour Court, Ste 101, Carlsbad, CA 92008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Carlsbad | CA | 10/2008 | Present |
| The Wealth Advisors | Carlsbad | CA | 05/2013 | 05/2020 |
1. 10/20/2008 - OTHER-ART WEBSITE - WWW.DONSORENSON.COM - SPONSORING AN EDUCATIONAL WEBSITE ABOUT THE ART OF MY DECEASED BROTHER, DON SORENSON. I AM SOLE HEIR OF HIS ESTATE AND HIS PAINTINGS ARE SOLD FROM TIME TO TIME THROUGH AN INDEPENDENT GALLERY. - 1% TIME SPENT - OCEANSIDE, CA. 2. 10/20/2008 - NON-VARIABLE INSURANCE - INDEPENDENT INSURANCE AGENT - FIXED INSURANCE PRODUCTS - TERM INSURANCE, SPIA'S AND LTC, DISABILITY & HEALTH. - TIME SPENT 20% - CARLSBAD, CA 3. 8/17/2018 - Advanced Wealth Strategies Group, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/11/2018 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 10/27/2021 - Sorenson Advisors, Inc. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 10/31/2021 - 80 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-05 |
Reach out to this advisor