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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2004-12-17
  • FL RA
    APPROVED
    Since 2004-12-17

Branch Locations

1 Town Center Road 10Th Floor, Boca Raton, FL 33486 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Boca Raton FL 06/2001 Present
Walter E Jones Family Trust Agreement Boca Raton FL 08/2017 Present
  • 06/2001 → Present
    Raymond James & Associates
    Boca Raton, FL
  • 08/2017 → Present
    Walter E Jones Family Trust Agreement
    Boca Raton, FL
Other Businesses

(1)Name of Business: St. Gregorys Episcopal Church Address: 17031-C Boca Club Blvd., Apt 103B, Boca Raton, FL, 33487, United States Activity Type: Non profit Position/Title: Committee Member Investment Related: Yes Start Date: 12/15/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: serving on a committee that provides oversight to the Endowment Fund, managed by State Street Global Advisors via Episcopal Church Foundation.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-14
S63 Uniform Securities Agent State Law Examination 1986-10-01
  • S65 Uniform Investment Adviser Law Examination
    2001-05-14
  • S63 Uniform Securities Agent State Law Examination
    1986-10-01

View on SEC IAPD

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