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1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alliancebernstein Investments, Inc. | Houston | TX | 04/2007 | Present |
| Allspring Funds Distributor, Llc | Huston | TX | 08/2022 | Present |
Name of OBA : Greenway Operations Interests, LLC - Buying and selling Real Estate/Art - Investment related Start Date: 11/20/2018 Address: 14 Greenway Plaza 20T, Houston, TX 77046 Title: President, Managing Member Hours per month: 0 During Trading hours: 0 Texas Hill Country Interests, LLC--Buying and Selling Real Estate/Art Start Date: 12/20/2021 Address: 14 Greenway Plaza 20T, Houston, TX 77046 Title: President/Member Hours per month: 0 During trading hours: 0 Name of OBA: Texas Coastal Interests, LLC--Buying and Selling Real Estate/Art Start Date: 9/23/2020 Address: 14 Greenway Plaza 20T, Houston, TX 77046 Title: Vice President Hours per month: 0 During trading hours: 0 Name of OBA: Calmbach Investments, LLC--Buying and Selling Real Estate/Art Start Date: 02/02/2015 Address: 14 Greenway Plaza 20T, Houston, TX 77046 Title: N/A Hours per month: 0 During trading hours: 0 Name of OBA: Telluride Interests LLC--Buying and Selling Real Estate Start Date: 11/05/2025 Address: 14 Greenway Plaza 20T, Houston, TX 77046 Title: N/A Hours per quarter: 10 to 20; During trading hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-12 |
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