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Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-11-08
  • VA RA
    APPROVED
    Since 2024-11-08

Branch Locations

Bedford, VA • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwn Securities Inc Pam Beach Gardens FL 07/2010 11/2024
Virginia Retirement Specialists, Inc. Bedford VA 04/1988 Present
Planmember Securities Corporation Carpinteria CA 11/2024 Present
Previous Registrations
  • 2011-05-16 → 2024-11-11
    Palm Beach Gardens, FL
    Wytheville, VA
    Bedford, VA
  • 2005-02-23 → 2011-05-13
    Oakbrook, IL
  • 2005-01-04 → 2005-02-23
    Pmg Asset Management Inc
    Bedford, VA
  • 2004-01-03 → 2004-12-31
    Pmg Securities Corporation
    Bedford, VA
  • 2001-02-26 → 2003-12-31
    Pmg Asset Management Inc
    Bedford , VA
Other Businesses

1) Virginia Retirement Specialists, Inc.- 118 Woodcreek Rd., Bedford, VA 24523; Investment related; Securities & insurance sales & svcs; Part Owner & Vice President, Communications; Start date 4/1988; 200 hrs/mnth & during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-27
S63 Uniform Securities Agent State Law Examination 1986-10-22
  • S65 Uniform Investment Adviser Law Examination
    1997-03-27
  • S63 Uniform Securities Agent State Law Examination
    1986-10-22
Designations
Other Names
  • Bob Cox
  • Robert Lawrence Cox

View on SEC IAPD

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