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Kerry Gerow Farley

Cetera Investment Advisers LLC

Clearwater, FL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-09-05
  • FL RA
    APPROVED
    Since 2018-09-05

Branch Locations

3021 Enterprise Road East, Clearwater, FL 33759 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Atlanta GA 10/2009 08/2018
Suntrust Advisory Services Atlanta FL 08/2016 08/2018
Regions Bank Clearwater FL 08/2018 Present
Cetera Investment Advisers Llc Clearwater FL 08/2018 Present
Cetera Investment Services Llc St. Cloud MN 08/2018 Present
  • 10/2009 → 08/2018
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 08/2016 → 08/2018
    Suntrust Advisory Services
    Atlanta, FL
  • 08/2018 → Present
    Regions Bank
    Clearwater, FL
  • 08/2018 → Present
    Cetera Investment Advisers Llc
    Clearwater, FL
  • 08/2018 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
Previous Registrations
  • 2016-09-01 → 2018-09-07
    Truist Advisory Services, Inc.
    Tampa, FL
    St Petersburg, FL
    Odessa, FL
    Oldsmar, FL
    Palm Harbor, FL
    St Petersburg, FL
    Clearwater, FL
    St. Petersburg, FL
    St. Petersburg, FL
    St Petersburg, FL
    St Petersburg, FL
  • 2009-11-03 → 2016-12-31
    Truist Investment Services, Inc.
    St Petersburg, FL
    Tampa, FL
    Saint Petersburg, FL
    St Petersburg, FL
    Palm Harbor, FL
    Odessa, FL
    Saint Petersburg, FL
    St. Petersburg, FL
    Clearwater, FL
    Clearwater, FL
    Oldsmar, FL
    New Port Richey, FL
    St. Petersburg, FL
    Saint Petersburg, FL
  • 2008-12-04 → 2009-10-28
    Colonial Asset Management Inc
    New Port Richey, FL
    Montgomery, AL
  • 2006-06-05 → 2008-05-28
    Uvest Financial Services Group, Inc.
    Tarpon Springs, FL
    Chicago, IL
  • 2005-01-18 → 2006-04-05
    Morgan Stanley Dw Inc.
    Clearwater, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-01-13
S63 Uniform Securities Agent State Law Examination 2004-04-16
  • S65 Uniform Investment Adviser Law Examination
    2005-01-13
  • S63 Uniform Securities Agent State Law Examination
    2004-04-16
Other Names
  • Kerry Louisa Farley

View on SEC IAPD

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Other Investors

HEIDE REBECCA DELUCA
ESTHER LYNN ROPP
PAUL SELF
MICHAEL JAMES BURROWS
ERIK N GOLUB
RAY ALLEN LONG
TODD DANIEL BASLER
JOAN ELISE KREBEL

Other Offices

PFS INVESTMENTS INC. · CLEARWATER, FL
PFS INVESTMENTS INC. · CLEARWATER, FL
PFS INVESTMENTS INC. · CLEARWATER , FL
USA FINANCIAL SECURITIES LLC · Clearwater, FL
BEDINGHAUS FINANCIAL GROUP, INC · CLEARWATER, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Clearwater, FL
EDWARD JONES · CLEARWATER, FL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · CLEARWATER, FL

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