Steven John Keane

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-11-14

NY RA
APPROVED

Since 2024-11-14

Branch Locations

445 Broadhollow Road Suite 405, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Prudential Insurance Company Of America	Melville	NY	02/1986	Present
Pruco Securities, Llc.	Melville	NY	02/1986	11/2024
Lpl Enterprise, Llc	Melville	NY	11/2024	Present

02/1986 → Present

Prudential Insurance Company Of America

Melville, NY
02/1986 → 11/2024

Pruco Securities, Llc.

Melville, NY
11/2024 → Present

Lpl Enterprise, Llc

Melville, NY

Previous Registrations

2021-06-07 → 2024-11-14

Pruco Securities, Llc.

New York, NY

New York, NY

Melville, NY

Melville, NY

Melville, NY

Melville, NY

Other Businesses

1) 06/18/2025-The Katz Group-Financial Advisor -DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 06/18/2025-0hrs/mth-0hrs/mth during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-08-17
S63	Uniform Securities Agent State Law Examination	1986-09-17

S65 Uniform Investment Adviser Law Examination

2015-08-17
S63 Uniform Securities Agent State Law Examination

1986-09-17

View on SEC IAPD