Peter Joseph Noto

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Rochester, NY
• 11/2016 → 08/2024
  Wells Fargo Clearing Services, Llc
  Rochester, NY
• 08/2024 → Present
  &Partners, Llc
  Nashville, TN

Previous Registrations

• 1999-10-01 → 2024-09-04
  Wells Fargo Clearing Services, Llc
  Rochester, NY
  Lighthouse Point, FL
  Lighthouse Point, FL

Other Businesses

ROCHESTER ROTARTY CHARITABLE TRUST, INV RELATED, ROCHESTER, NY, INVESTMENT COMMITTEE MEMBER, START 1/1/2019, .25 HOURS PER MONTH, ZERO DURING TRADING, REVIWING PERFORMANCE, ADHERENCE TO INVESTMENT POLICY, AND RECOMMENDATIONS FROM THE ADVISOR. RIVERGATE TOWNHOUSES CONDO ASSN POSITION: Board Member NATURE: This is a standard Condo Association Board that oversees a 19 unit Townhome Community of which my wife and I own a single unit. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 02/24/2025 ADDRESS: Pompano Beach, FL 33062, United States DESCRIPTION: I have been elected to a 3 person Board in the capacity of Vice President. plan is for us to meet no less than quarterly and as needed throughout the year. THE AQUINAS INSTITUTE OF ROCHESTER FOUNDATION POSITION: Board Member NATURE: Currently I am a member of the Foundation Board whose primary purpose is to manage the assets of the Aquinas Institute, and private co-ed school for grades 6-12. The Endowment is handled by a third-party Investment Advisor. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1999 ADDRESS: Rochester, NY 14613 DESCRIPTION: I serve as Vice Chairman and am involved with all Foundation activities which are primarily focused on providing financial support and aid for the Aquinas Institute and its students.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-01-15
• S63 Uniform Securities Agent State Law Examination
  1986-09-11