Mark Andrew Kohn

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	1997-10-09

CA RA
APPROVED

Since 1997-10-09

Branch Locations

5927 Balfour Court, Ste 101, Carlsbad, CA 92008 • United States

Encinitas, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger Corp.	San Diego	CA	09/1997	Present

09/1997 → Present

Linsco/Private Ledger Corp.

San Diego, CA

Other Businesses

1. 06/25/2007 - NON-VARIABLE INSURANCE DBA / KOHN WEALTH MANAGEMENT / 10% OF TIME SPENT. 2. 12/30/2011 - NON-VARIABLE INSURANCE / MARK KOHN - INSURANCE AGENT / 10% OF TIME SPENT.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-12-07

S63 Uniform Securities Agent State Law Examination

1992-12-07

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

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Exams

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