Mark Steven Sudol

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2023-07-26
CT	RA	APPROVED	2021-10-29
NJ	RA	APPROVED	2007-06-14
TX	RA	APPROVED	2007-06-14

SC RA
APPROVED

Since 2023-07-26
CT RA
APPROVED

Since 2021-10-29
NJ RA
APPROVED

Since 2007-06-14
TX RA
APPROVED

Since 2007-06-14

Branch Locations

61 South Paramus Road Mack Center Iv, Paramus, NJ 07652 • United States

Goshen, CT • United States

Ridgewood, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Paramus	NJ	06/2007	Present

06/2007 → Present

Ubs Financial Services Inc

Paramus, NJ

Previous Registrations

2007-04-02 → 2007-06-15

Morgan Stanley & Co. Llc

Paramus, NJ
2002-07-15 → 2007-04-02

Morgan Stanley Dw Inc.

Paramus, NJ

Paramus, NJ

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-10-03

S63 Uniform Securities Agent State Law Examination

1986-10-03

Other Names

Mark S Sudol

View on SEC IAPD