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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2018-07-26 |
| CA | RA | APPROVED | 2015-12-18 |
| TX | RA | APPROVED | 2015-12-18 |
Branch Locations
555 California St 24Th Fl, San Francisco, CA 94104 • United States
555 California St 24Th Fl, San Francisco, CA 94104 • United States
925 Tahoe Blvd Ste 202, Incline Village, NV 89451 • United States
Incline Village, NV • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | San Francisco | CA | 12/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Francisco | CA | 11/2016 | Present |
GRAPE GROWER; NON INV RELATED; ST HELENA, CA; AGRICULTURE GRAPE GROWER TO SELL TO WINERIES; 100% OWNER; 5 HRS/MO; 0 DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-17 |
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