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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2015-04-01 |
| CA | RA | APPROVED | 2015-03-31 |
| LA | RA | APPROVED | 2015-03-31 |
| NC | RA | APPROVED | 2015-03-31 |
| TX | RA | APPROVED | 2015-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | San Francisco | CA | 12/2014 | Present |
| Jpmorgan Chase Bank Na | San Francisco | CA | 12/2014 | Present |
Entity Name: Amprion Inc. Investment related: No Address: 149 San Francisco, CA Website: https://www.amprionme.com/ Nature of the other business: Amprion is a medical diagnostic device company focused on developing tests for the early detection of Alzheimer's and Parkinson's. Position/Title/Relationship: Director Start Date: 01-Feb-2020 Approximate # of hours a month: 5 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Responsibilities are to advise the company's CEO on matters of general business and corporate governance, as well as bringing in my outside experience and perspective to the Board. Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-17 |
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