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Current Employers
World Equity Group, Inc.

425 N Martingale Rd Suite 1220, Schaumburg, IL 60173 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2009-09-08
  • IL RA
    APPROVED
    Since 2009-09-08

Branch Locations

Naperville, IL • United States

425 N Martingale Road Suite 1220, Schaumburg, IL 60173 • UNITED STATES

425 N Martingale Rd Suite 1220, Schaumburg, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
World Equity Group Naperville IL 08/2009 Present
  • 08/2009 → Present
    World Equity Group
    Naperville, IL
Previous Registrations
  • 2007-02-01 → 2009-08-18
    Waterstone Financial Group, Inc.
    Boston, MA
    Boston, MA
    Naperville, IL
  • 2001-11-01 → 2007-01-24
    A. G. Edwards & Sons, Inc.
    Naperville, IL
    Naperville, IL
Other Businesses

(1) St Raphael Lame Ducks. Not Investment Related. 1806 Winola Ct., Naperville, IL 60565. Start Date: 1995. Founder of prayer and social service group. Approx. hrs/month: 2. 0 during securities trading. (2) First Naper Financial Services, LLC. Investment Related. Start Date 6/2007. 1806 Winola Ct, Naperville, IL 60565. dba name for registered representative activities. Approx. hrs/mo. 300. Approx. hrs. during securities trading: 5 per day.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-10-01
  • S63 Uniform Securities Agent State Law Examination
    1986-10-01

View on SEC IAPD

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