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Laurence David Bricmont

Ubs Financial Services Inc.

Bay Village, OH

Cleveland, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-03-07
OH RA APPROVED 2011-05-26
  • TX RA
    APPROVED_RES
    Since 2012-03-07
  • OH RA
    APPROVED
    Since 2011-05-26

Branch Locations

Bay Village, OH • United States

600 Superior Ave E. - 27Th Floor, Cleveland, OH 44114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Cleveland OH 05/2011 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-08-24
S63 Uniform Securities Agent State Law Examination 1986-10-02
  • S65 Uniform Investment Adviser Law Examination
    1992-08-24
  • S63 Uniform Securities Agent State Law Examination
    1986-10-02
Other Names
  • Larry Bricmont

View on SEC IAPD

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