Thomas William Mcauliffe

Current Employers

Employment History

• 04/1994 → 10/2020
  Lpl Financial Llc
  San Rafael, CA
• 11/2017 → 10/2020
  Advisor Resource Council (Formerly: 360 Wealth Management, Llc)
  San Rafael, CA
• 10/2020 → 04/2023
  Heritage Wealth Management, Llc
  Phoenix, AZ
• 04/2023 → Present
  Conscious Capital
  San Rafael, CA
• 10/2025 → Present
  American Money Management, Llc
  Rancho Santa Fe, CA

Previous Registrations

• 2023-05-05 → 2025-09-30
  Conscious Capital Wealth Management, Llc
  Tampa, FL
  San Rafael, CA
• 2020-10-27 → 2023-05-03
  Heritage Wealth Management, Llc
  Phoenix, AZ
  San Rafael, CA
• 2017-11-06 → 2020-10-23
  Advisor Resource Council
  San Rafael, CA
  Dallas, TX
• 1997-12-31 → 2018-03-16
  Lpl Financial Llc
  San Rafael, CA
  San Rafael, CA

Other Businesses

3/20/2017: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - INSURANCE AGENT - Started 07/07/2016 - 30 Hours Per Month/2 Hours During Securities Trading. Meditation teacher and Spiritual Director; Investment related: No; 45 Pleasant Lane San Rafael CA 94901 USA; I provide meditation instruction and act as a spiritual director or companion; Duties: teach meditation and provide spiritual direction; 2023-04-05; Hours per month devoted to business during trading hours: 4; Hours per month devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 1; The Clocktower Project Thomas McAuliffe is a board member at Unity in Marin; Investment related: No; Location: 600 Palm Dr Novsto CA 94947; Description of the business: a small spiritual community organized as a not-for-profit; Responsibilities Duties: fundraising and legacy society; Start date with business: 2024-03-24; Hours per month devoted to business during trading hours: 8; Hours per month devoted to business outside trading hours: 8; Percentage of total yearly compensation expected to be derived from the business: 0; Website address for the organization: www.unityinmarin.org.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-06-16
• S63 Uniform Securities Agent State Law Examination
  1986-09-26