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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-07-02 |
Branch Locations
200 South Wacker Drive Ste 700 , Chicago, IL 60606 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corp | Lombard | IL | 07/2015 | 07/2022 |
| B. Riley Wealth Management | Memphis | TN | 07/2022 | Present |
| B. Riley Wealth Advisors | Memphis | TN | 07/2022 | Present |
(1) ANTIOCHIAN ORTHODOX CHRISTIAN ARCHDIOCESE OF NORTH AMERICA; NOT INVESTMENT-RELATED; ENGLEWOOD, NJ; CHAIR OF THE DEPARTMENT OF STEWARDSHIP; 5 HRS/MONTH, 0 DURING TRADING HRS; START DATE: 2001; RESPONSIBLE FOR DEVELOPING, DELIVERING AND PROMOTING BEST PRACTICES OF STEWARDSHIP... (2) HOLY TRANSFIGURATION ORTHODOX CHURCH; NOT INVESTMENT-RELATED; WARRENVILLE, IL; MEMBER OF PARISH COUNCIL; START DATE: 1991; 4 HRS/MONTH, 0 DURING TRADING HRS; MANAGING CHURCH PROPERTY... (3) WILLIAM D. MORRISON, LLC; NON INVESTMENT-RELATED; 8 HAWKINS CIR. IL; DBA FOR FINANCIAL SECURITIES BUSINESS CONDUCTED THROUGH B. RILEY WEALTH MANAGEMENT; START DATE 12/2017; 40 HOURS / WEEK DEVOTED DURING SECURITIES TRADING HOURS. (4) B. RILEY WEALTH INSURANCE; INVESTMENT-RELATED; SAME ADDRESS AS BRWM; LICENSED INSURANCE AGENT; 5 HRS/MONTH, 3 DURING TRADING HOURS; START DATE 01/2021. (5) JBT WEALTH MANAGEMENT; INVESTMENT- RELATED; SAME ADDRESS AS BRWM ; DBA FOR FINANCIAL SECURITIES BUSINESS CONDUCTED THROUGH B. RILEY WEALTH MANAGEMENT; START DATE 12/2023. 40 HOURS / WEEK DEVOTED DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 1987-05-01 |
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