Joseph Piazza

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2010-08-16
TX	RA	APPROVED	2010-08-16

NJ RA
APPROVED

Since 2010-08-16
TX RA
APPROVED

Since 2010-08-16

Branch Locations

1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States

Manalapan, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Hopewell	NJ	06/2010	Present
Bank Of America, Na	Pennington	NJ	07/2010	Present

06/2010 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hopewell, NJ
07/2010 → Present

Bank Of America, Na

Pennington, NJ

Other Businesses

I*128735 For profit or not for profit: For-Profit Organization Name of outside business organization: Decibel Syndrome (Not a legal name) Investment related: N Address of business: Manalapan New Jersey, New Jersey 7726 Nature of business: Other,Musical Group - Personal Hobby Position, title, association: , Guitar Player Start date of relationship: 1/2/2020 Number of hours devoted: 15 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: This is a group of musicians who perform cover songs for the purpose of the enjoyment of playing music. I am the guitar player of this group. There are 5 members: Lead/Rhythm Guitar; Bass Guitar; Drums; Keyboards; Vocalist

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-08-14
S63	Uniform Securities Agent State Law Examination	1990-02-28

S66 Uniform Combined State Law Examination

2010-08-14
S63 Uniform Securities Agent State Law Examination

1990-02-28