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Current Employers
Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-03-31
  • KS RA
    APPROVED
    Since 2025-03-31

Branch Locations

Wichita, KS • United States

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cooper Malone Mcclain, Inc. Wichita KS 04/2006 05/2025
Usd 259 Wichita KS 03/2021 05/2021
Uds 259 - Wichita Public School System Wichita KS 03/2021 01/2026
Calton & Associates, Inc. Tampa FL 03/2025 Present
  • 04/2006 → 05/2025
    Cooper Malone Mcclain, Inc.
    Wichita, KS
  • 03/2021 → 05/2021
    Usd 259
    Wichita, KS
  • 03/2021 → 01/2026
    Uds 259 - Wichita Public School System
    Wichita, KS
  • 03/2025 → Present
    Tampa, FL
Previous Registrations
  • 2008-02-05 → 2025-04-14
    Cooper Malone Mcclain, Inc.
    Wichita, KS
    Wichita, KS
    Wichita, KS
    Wichita, KS
  • 2002-08-14 → 2003-08-26
    Froggatte & Company
    Wichita, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-02-04
S63 Uniform Securities Agent State Law Examination 1987-02-06
  • S65 Uniform Investment Adviser Law Examination
    2008-02-04
  • S63 Uniform Securities Agent State Law Examination
    1987-02-06

View on SEC IAPD

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