Brian Joseph Regan

Current Employers

Employment History

• 07/2008 → Present
  World Capital Brokerage, Inc.
  Denver, CO

Previous Registrations

• 2008-07-11 → 2010-07-23
  World Capital Advisors, Llc
  Pittsburgh, PA
  Denver, CO
• 2007-11-19 → 2008-07-03
  1717 Capital Management Company
  Pittsburgh, PA
  Seven Fields, PA
  Pittsburgh, PA
• 2002-08-22 → 2003-03-11
  Equitable Advisors, Llc
  Pittsburgh, PA

Other Businesses

I OWN A RENTAL PROPERTY LOCATED AT 640 SOUTHERN AVE. PITTSBURGH, PA 15211. I SPEND AN AVERAGE OF 2 -3 HOUR A MONTH MANAGING THE PROPERTY. MY DUTIES ARE TO COLLECT RENT, ORGANIZE AND SUPERVISE ANY WORK THAT HAS TO BE DONE AND ONCE AND A WHILE WILL DO SOME MINOR REPAIRS. I HAVE BEEN DOING THIS SINCE 11/15/2000. I ALSO AM LICENSED TO SELL LIFE, ACCIDENT, HEALTH, MEDICARE SUPPLEMENT, DISABILITY AND LONG TERM CARE INSURANCE. THERE IS NO OTHER NAME FOR ME SELLING AND SERVICING INSURANCE AND ANNUITIES. THE BUSINESS IS INVESTMENT RELATED IN THAT I DO SELL VARIABLE LIFE INSURANCE AND VARIABLE ANNUITY PRODUCTS. I OPERATE OUT OF MY OFFICE AT 240 MERION DRIVE, PITTSBURGH, PA 15228-2349 AS THE SELF EMPLOYED, SOLE PROPRIETOR. I HAVE ENGAGED IN THE SELLING AND SERVICING OF INSURANCE AND ANNUITIES SINCE BECOMING AND AGENT/REGISTERED REPRESENTATIVE IN 1986. IT IS SAFE TO SAY THAT I SPEND ABOUT 80 HOURS A MONTH, 4 HOURS PER DAY (DURING SECURITIES TRADING HOURS) TALKING ON THE PHONE OR MEETING WITH CLIENTS AND PROSPECTS TO PERFORM THE DUTIES OF SELLING AND SERVICING INSURANCE AND ANNUITIES. I am also in another investment related business selling fee based investment products through Investment Research Corp. (IRC). I conduct business as Brian J. Regan, Investment Advisor Representative. My place of business is 240 Merion Drive, Pittsburgh, PA 15228. I've been doing this since July 2010. I spend about 4 hours a month, approximately 1 hour per week during trading hours selling and servicing fee based products like the Pershing Avail Fee Based Brokkerage Account.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-12
• S63 Uniform Securities Agent State Law Examination
  1986-11-18

Other Names

• Brian J Regan