Breta L Grumbois

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2022-05-18
WA	RA	APPROVED	2022-05-18

OR RA
APPROVED

Since 2022-05-18
WA RA
APPROVED

Since 2022-05-18

Branch Locations

822 Commerce Ave, Longview, WA 98632 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cuna Brokerage Services, Inc.	Waverly	IA	02/2003	Present
Cuna Mutual Group	Waverly	IA	02/2003	Present
Lpl Financial Llc	Longview	WA	05/2022	Present
Fibre Federal Credit Union	Longview	WA	05/2022	Present

02/2003 → Present

Cuna Brokerage Services, Inc.

Waverly, IA
02/2003 → Present

Cuna Mutual Group

Waverly, IA
05/2022 → Present

Lpl Financial Llc

Longview, WA
05/2022 → Present

Fibre Federal Credit Union

Longview, WA

Previous Registrations

2003-09-23 → 2022-05-18

Cuna Brokerage Services, Inc.

Longview, WA

Longview, WA

Seaside, OR

Other Businesses

1)05/18/2022 - Fibre Financial Group -Investment Related - At Reported Business Location(s) - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Fibre Financial Group 2)05/18/2022 - No Business Name -Investment Related - Kelso WA 98626 - Real Estate Rental- Start Date -1995- 1 Hours Per Month

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-09-22
S63	Uniform Securities Agent State Law Examination	1986-10-10

S65 Uniform Investment Adviser Law Examination

2003-09-22
S63 Uniform Securities Agent State Law Examination

1986-10-10

Other Names

Breta Grumbois
Breta Luanne Serafine
Breta L Morgan
Breta Grumbois

View on SEC IAPD