David Alan Joseph

Current Employers

Employment History

• 08/2016 → 07/2017
  Fidelity Brokerage Services Llc
  Highland Park, IL
• 07/2017 → 12/2022
  Td Ameritrade
  444 Skokie Blvd, IL
• 12/2022 → Present
  Charles Schwab & Co., Inc.
  Northbrook, IL
• 07/2022 → Present
  Charles Schwab Bank
  Northbroook, IL

Previous Registrations

• 2017-08-15 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  Northbrook, IL
• 2017-08-15 → 2022-10-14
  Td Ameritrade, Inc.
  Northbrook, IL
• 2016-09-08 → 2017-08-08
  Strategic Advisers Llc
  Highland Park, IL
• 2010-03-09 → 2016-08-29
  Td Ameritrade, Inc.
  Oak Brook, IL
• 2010-03-09 → 2016-08-29
  Td Ameritrade Investment Management, Llc
  Oakbrook, IL
• 2008-01-17 → 2010-03-09
  Uvest Financial Services Group, Inc.
  Chicago, IL
  Charlotte, NC
  Chicago, IL

Other Businesses

Name of Outside Business:Joseph Insurance Group; Investment Related:No; Address of Outside Business:30 Kimberly CT, Deerfield, IL, 60015,; Nature of Outside Business:Insurance; Position:Owner; Start Date:4/23/1988; Hours per month: 0-10; Hours per month during securities trading hours: Yes; Description of Duties: JOSEPH INSURANCE GROUP. 100% OWNER. 30 KIMBERLY CT. DEERFIELD, IL. LIFE/HEALTH INSURANCE SALES. activity is only to receive residuals and I am not selling or servicing insurance clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-10-17
• S63 Uniform Securities Agent State Law Examination
  1993-12-10