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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-06-13
  • OH RA
    APPROVED
    Since 2019-06-13

Branch Locations

Bryan, OH • United States

1100 Alakea Street 23Rd Floor, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Bryan OH 05/2016 11/2017
Royal Alliance Associates, Inc. Bryan OH 06/2019 Present
Pacific Financial Partners Lafayette CA 06/2019 Present
Unemployed Bryan OH 11/2017 06/2019
  • 05/2016 → 11/2017
    Signator Investors, Inc.
    Bryan, OH
  • 06/2019 → Present
    Royal Alliance Associates, Inc.
    Bryan, OH
  • 06/2019 → Present
    Pacific Financial Partners
    Lafayette, CA
  • 11/2017 → 06/2019
    Unemployed
    Bryan, OH
Previous Registrations
  • 2016-05-13 → 2017-11-21
    Signator Investors, Inc.
    Bryan, OH
    Boston, MA
    Mount Victory, OH
    Tampa, FL
  • 2003-11-19 → 2016-05-13
    Bryan, OH
    Bryan , OH
    Bryan, OH
    St. Petersburg, FL
Other Businesses

1. PACIFIC FINANCIAL PARTNERS POSITION: SVP Supervision NATURE: LCC - FLS Location for RAA (Luiz Boscardin) INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/13/2019 ADDRESS: 3703 Mt. Diablo Blvd, Lafayette CA 94549, United States DESCRIPTION: SVP Supervision - Delegate for the FLS/ME, DELEGATED RISK SUPERVISION OVERSIGHT OF MARKETING GROUP ASSOCIATED RR/IAR BASE. 2. FINRA DISPUTE RESOLUTION - MIDWEST DIVISION POSITION: Industry Arbitrator/Chair NATURE: Sole Proprietorship - Independent Contractor INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 03/01/1996 ADDRESS: 12348 State Route 34, Bryan OH 43506, United States DESCRIPTION: Industry Arbitrator - Part of a three-person panel. Arbitrate FINRA-related cases involving brokerage firms, outside representatives, and customers unrelated to my firm. 3. KNIGHTS OF COLUMBUS - CHAPTER 1915 POSITION: President NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/03/2025 ADDRESS: 610 S Portland St., Bryan OH 43506, United States DESCRIPTION: Responsible for leading the local Chapter and directing committees. Charitable Organization associated with the local Parish - St. Patrick Catholic Church

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-19
S63 Uniform Securities Agent State Law Examination 1992-03-30
  • S65 Uniform Investment Adviser Law Examination
    1998-08-19
  • S63 Uniform Securities Agent State Law Examination
    1992-03-30
Other Names
  • Gregory Gendron
  • Greg Gendron

View on SEC IAPD

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