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Anthony Joseph Mancini

Anthony J. Mancini, I.A.

Palm Springs, CA

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Current Employers
Anthony J. Mancini, I.A.

Palm Springs, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-12-06
  • CA RA
    APPROVED
    Since 2023-12-06

Branch Locations

Palm Springs, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stuart Securities Corp Norcross GA 10/2004 Present
Anthony J Mancini Ia Palm Springs CA 10/2004 12/2023
  • 10/2004 → Present
    Stuart Securities Corp
    Norcross, GA
  • 10/2004 → 12/2023
    Anthony J Mancini Ia
    Palm Springs, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-03-01
S65 Uniform Investment Adviser Law Examination 1999-11-03
  • S63 Uniform Securities Agent State Law Examination
    2005-03-01
  • S65 Uniform Investment Adviser Law Examination
    1999-11-03
Other Names
  • Tony Mancini

View on SEC IAPD

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