Best Investors Account Sign in

Margery Caruana Farr

Morgan Stanley

Roswell, GA

Atlanta, GA

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-04-25
TX RA APPROVED_RES 2022-04-22
  • GA RA
    APPROVED
    Since 2022-04-25
  • TX RA
    APPROVED_RES
    Since 2022-04-22

Branch Locations

Roswell, GA • United States

3280 Peachtree Road North East Suite1600, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Atlanta GA 09/2013 04/2022
Morgan Stanley Smith Barney Llc Atlanta GA 04/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-25
S63 Uniform Securities Agent State Law Examination 1991-04-12
  • S66 Uniform Combined State Law Examination
    2014-03-25
  • S63 Uniform Securities Agent State Law Examination
    1991-04-12
Other Names
  • Margery Ann Koteski
  • Margery Ann Caruana
  • Margery Caruana Farr
  • Margery Caruana Caruana Farr

View on SEC IAPD

More in Roswell, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor