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Thomas Alan Baker

Composition Wealth, LLC

Los Angeles, CA

Menlo Park, CA

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Current Employers
Composition Wealth, Llc

11300 West Olympic Blvd Suite 800, Los Angeles, CA 90064 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-01
  • CA RA
    APPROVED
    Since 2025-07-01

Branch Locations

11300 West Olympic Blvd Suite 800, Los Angeles, CA 90064 • United States

3000 Sand Hill Road Building 2 Suite 200, Menlo Park, CA 94025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blue Oak Capital Llc Menlo Park CA 04/1999 07/2025
Composition Wealth, Llc Menlo Park CA 07/2025 Present
  • 04/1999 → 07/2025
    Blue Oak Capital Llc
    Menlo Park, CA
  • 07/2025 → Present
    Composition Wealth, Llc
    Menlo Park, CA
Previous Registrations
  • 2016-02-05 → 2025-07-17
    Blue Oak Capital Llc
    Menlo Park, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-06-17
S63 Uniform Securities Agent State Law Examination 1994-05-09
  • S65 Uniform Investment Adviser Law Examination
    1994-06-17
  • S63 Uniform Securities Agent State Law Examination
    1994-05-09
Designations
Other Names
  • Tom Alan Baker

View on SEC IAPD

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