Frank Horace Moore

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-01-26
CT	RA	APPROVED	2001-05-30

TX RA
APPROVED_RES

Since 2016-01-26
CT RA
APPROVED

Since 2001-05-30

Branch Locations

100 West Putnam Avenue 2Nd Floor, Greenwich, CT 06830 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Greenwich	CT	06/2000	Present

06/2000 → Present

Ubs Financial Services Inc.

Greenwich, CT

Other Businesses

THE MARVELWOOD SCHOOL / 476 SKIFF MOUNTAIN ROAD KENT,CT 06757 / OTHER/ EDUCATION / BOARDING SCHOOL / TRUSTEE / / TRUSTEE, FINANCE COMMITTEE / START DATE 10/31/2013 Community Concerts of Greenwich, Inc, President, start date-2/14/2005.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-08-22

S63 Uniform Securities Agent State Law Examination

1986-08-22

Other Names

Frank Horace Iii Moore

View on SEC IAPD