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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2003-08-04
  • PA RA
    APPROVED
    Since 2003-08-04

Branch Locations

30A E Roseville Rd, Lancaster, PA 17601 • United States

3995 E Market St, York, PA 17402 • United States

Lititz, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lancaster PA 09/2005 03/2020
Ameriprise Financial Services, Llc Lancaster PA 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 30 A East Roseville Rd Lancaster Pa 17601, ,; ; . Business Ownership; 190/194 Memory Lane LLC; Investor; Commercial Real Estate Investment; 190-194 Memory Lane, , York, PA, 17402; Not Investment-Related; 10/01/2020; 0 hours per month; 0 during trading hours / 1501-1501A Quentin Rd, LLC; Investor; Commercial real estate investment; 3528 Concord Rd, , York, PA, 17402; Investment-Related; 01/12/2021; 0 hours per month; 0 during trading hours / PPNO Real Estate Services LLC; passive investor; Investor in Real Estate Services; 3995 E Market St, , York, PA, 17402; Investment-Related; 12/03/2020; 1 to 9 hours per month; 0 during trading hours / LPPO, LLC; Leadership services; legal entity as outlined in 12.2; 3995 E Market St, , York, PA, 17402; Not Investment-Related; 12/09/2020; 10 to 19 hours per month; 10 to 19 during trading hours / DP Weidman LLC; Chief Executive Officer; Provide services to LPPO, LLC as Chief Executive Officer; 3995 E Market St Ste 200, , York, PA, 17402; Investment-Related; 01/04/2021; 1 to 9 hours per month; 0 during trading hours / MKFB LLC; Provide operating services.; Ameriprise approved operating company for non-security purposes.; 3995 East Market St Suite 200, , York, PA, 17402; Not Investment-Related; 03/01/2023; 1 to 9 hours per month; 0 during trading hours / DSA7 LLC; Chief Operating Officer; Provide services to BFMK LLC as Chief Operating Officer; 3995 East Market Street Suite 200, , York, PA, 17402; Investment-Related; 09/01/2022; 1 to 9 hours per month; 0 during trading hours / PJMJ LLC; None; Tax Preparation; 3995 East Market Street Suite 200, , York, PA, 17402; Not Investment-Related; 12/01/2021; 1 to 9 hours per month; 0 during trading hours / WHW Aviation Holdings, LLC; Co-owner; Aviation. This will be a Private Charter and Organ Transplant Jet Services Company.; 3995 East Market Street, Suite 200, York, PA, 17402; Not Investment-Related; 06/15/2023; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Ephrata Gridiron Club; Vice President; 40 Garden Spot RdEphrata, Pa 17522, ,; ; 06/30/2014; 1 to 9 hours per month; 0 during trading hours. Outside Employment; D P Weidman LLC; Owner - Chief Executive Officer; ; 3395 E Market St., Ste 200, , York, PA, 17402; Investment-Related; 01/04/2021; 1 to 9 hours per month; 0 during trading hours / DSA7 LLC; Owner/COO - Provide services to BFMK LLC as Chief Operating Officer; ; 3995 East Market Street Suite 200, , York, PA, 17402; Investment-Related; 09/01/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-11-10
  • S63 Uniform Securities Agent State Law Examination
    1986-11-10
Designations

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